Investment management companies in Connecticut invests equities, income securities, real estate and derivative products. Connecticut investment services are the customers that represent the "buy side" of the investment business while investment bankers are on the "sell side."

The type of asset an investment firm manages helps to categorize Connecticut investment management companies. Connecticut companies may dedicate themselves to a specific client base while others serve all client types, including businesses that have assets to invest.

You must be able to identify the following three basic types of investments when you select an investment agency in Connecticut:

1. Hedge funds typically invest in public securities or their financial derivatives and come from members of private partnerships. Connecticut investment management firms may use many strategies for making a profit.

2. Mutual funds typically come from individual investors that do not have a high net worth. Connecticut investment firms combine the individual contributions and invest them as a single asset.

3. The basis for institutional funds is pensions, endowments and foundations for non-profit organizations. These types of Connecticut investment management firms must adopt a more conservative investment strategy than for mutual funds.

Action Steps
The best contacts and resources to help you get it done

Locate investment management firms in Connecticut that seek long-term results

Creating a highly diversified portfolio to minimize the risks is the goal for these investment firms. Connecticut investment managers for these portfolios should pick stocks with a high earnings potential and a value that is not reflected in their current prices.

I recommend: Use Prudential for a variety investment management services including retirement planning. You can find an agent in your area by entering your zip code or city and state at Prudential’s website. Workman Securities deals in a range of investment services including retirement planning and allows you to locate representatives by state.

Select investment management firms in Connecticut that cater to wealthy investors

Wealthy clients often need an investment plan customized to their unique needs. An investment management firm with experience working with affluent clients will work closely with their financial advisers to increase each client's worth over the long-term.

I recommend: Smith Barney provides a range of financial services including wealth management. You will begin the financial consultation questionnaire on its website by entering your zip code or city and state along with the search radius. Wealth management is one of the core businesses of Wachovia. You can locate your nearest financial center by entering your city and state or zip code.

Select investment management companies in Connecticut to support local businesses

Local money managers are best able to select the businesses in your area in which to invest your funds. That local knowledge will put your money to good use, not only increasing your own worth, but helping other local business owners expand and prosper as well.

I recommend: Armstrong Financial Strategies in Danbury uses no-load mutual funds as well as individual stocks and bonds to build clients’ portfolios. Capital Strategies provides various levels of services to individuals and businesses on a fixed-fee basis or at an hourly rate.

Tips & Tactics

Helpful advice for making the most of this Guide

• •  You should use the type of assets that are being invested to predict the performance of long-term investments. For example, a Connecticut investment management firm usually holds that the investment of equities produces a higher return than bonds which in turn are more profitable than cash. Financial theory predicts this since equities have a higher risk than bonds which are more volatile than cash.