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ABC News - Nov. 4, 2009, 5:08 PM
Investment adviser Value Line Inc., its CEO and its former compliance chief have agreed to pay about $45 million to settle regulators' allegations the firm charged more than $24 million in bogus commissions on mutual fund trades. The Securities and ...
Reuters - Nov. 4, 2009, 4:45 PM
NEW YORK, Nov. 4 /PRNewswire-FirstCall/ -- Value Line, Inc. (Nasdaq: VALU) announced today that its previously reported offer to settle a Securities and Exchange Commission investigation begun in 2005 has been accepted by the Commission. Value Line and ...
Forbes.com - Nov. 4, 2009, 3:34 PM
LOS ANGELES, Nov 4 (Reuters) - Investment adviser Value Line Inc, two former top executives and an affiliated broker-dealer agreed on Wednesday to pay $45 million to settle a U.S. Securities and Exchange Commission fraud case against them. Value Line ...
Reuters - Nov. 4, 2009, 3:16 PM
Line, execs to pay $45 mln in SEC case US Reuters adsrc 'reuters.co.uk/finance/markets/marketreport/article;' ( typeof(AD_TRACKER) 'undefined' AD_TRACKER.globalAdSrcType null ) ((typeof (hideAllAds) 'undefined' hideAllAds false) (typeof (AD_TRACKER) ...
Reuters - Nov. 4, 2009, 3:15 PM
* Value Line, ex-execs agree to pay $45 mln in fines * Value Line CEO resigns, replaced by chief legal officer * Company accused of taking $24 mln in bogus commissions (Adds settlement details, CEO resignation) LOS ANGELES, Nov 4 (Reuters) - Investment ...
Forbes.com via MSN Money - Nov. 4, 2009, 3:05 PM
Firm, execs to pay $45 million to settle SEC fraud charges. Value Line Inc., which calls itself the most trusted name in investment research, and its chief executive officer have settled civil fraud charges over $24 million in allegedly bogus brokerage ...
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