Technology and Investment Banking and Brokerage 

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Systems integration providers offering enterprise-wide processing solutions and services.
Scottrade Brokerage
$7 Stock Market & Limit Orders at Scottrade. No Share Limit.
www.Scottrade.com
Investment Brokerage
Let Schwab Handle the Paperwork. Make the Switch to Schwab Today.
www.Schwab.com
Investment Banking Broker
Are you an investment financial advisor in need of a broker-dealer?
www.brokersXpress.com
Invest at E*TRADE
Stocks, Options, & Mutual Funds Open Online at E*TRADE Securities.
ETRADE.com
Trading Technology
Monitor The Market With Software Custom Strategies. Sign Up Today!
www.TradeStation.com
Business Brokers
Download a Business Plan Template. Free Business Tools & Resources.
OfficeArrow.com
Bank IT Solutions
Co-managed or Fully Outsourced IT Solutions for Community Banks
www.SafeSystems.com/IT
Vendor Management
Third-Party Risk Management Financial Institution Outsourcing
www.sheshunoff.com/vendor
Banking Technology
Future trends for ATMs & other bank automation technology.
www.atmmarketplace.com
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A-Z Technology and Investment Banking and Brokerage Provider Directory
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AccessData Corporation
Ebusiness financial services consulting including Internet strategies, business process analysis, evaluation of product technologies, ASP hosting solutions, implementation of Web-based solutions and e-branding for clients in the financial servic...
www.accessdc.com
aphiniti
Provider of technology products and services that enables firms to firms in the investment industry to capitalize on the emerging online.
www.aphiniti.com
I
Integral Development
Provider of Internet technologies for capital markets applications.
www.integral.com
O
OTC
Advises clients in the business development, company valuation and acquisition, and trading systems technology areas. Provides integrated business, financial, and technology solutions.
www.otcfin.com
S
Sellys, IT@Work
Swiss company specialized in providing IT solutions for the financial industry. Metamind software suite fully runs middle office and back office processing, covering the stock, forex, options and futures markets.
www.sellys.com
V
ViaChange
Online exchange for buyers and sellers of non-securitized loans, such as home mortgages, commercial leases, auto loans and credit-card debt.
www.viachange.com
W
FED*Trade System
Mechanical trading system designed to trade securities listed on the Nasdaq and New York Stock exchanges. It can also be used to trade other liquid markets.
daytrade.wigloo.com
Scottrade Brokerage
$7 Stock Market & Limit Orders at Scottrade. No Share Limit.
www.Scottrade.com
Investment Brokerage
Let Schwab Handle the Paperwork. Make the Switch to Schwab Today.
www.Schwab.com
Investment Banking Broker
Are you an investment financial advisor in need of a broker-dealer?
www.brokersXpress.com

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Guide author

Guide to Technology and Investment Banking and Brokerage Education and Training

Get technology and investment banking and brokerage education and training to have an edge in today's market

By Rachel Davy, Writer/Editor

Knowing how to use information technology in investment banking will ensure business success in today’s uncertain financial marketplace. Investment bankers help companies acquire funds and offer advice to help businesses make wise investments. There are many ways to learn how to become an investment banker including taking classes and receiving onsite or online training. Also, attending seminars on investment banking strategies is a great way to pursue technology and investment banking and brokerage education and training to build businesses wealth.

Make studying the markets part of your ongoing education so that you can learn how to accurately predict upcoming trends. Here are some additional things to consider about technology and investment banking and brokerage education and training:

1. Earn technology and investment banking and brokerage education and training certification by taking classes and courses.

2. Receiving onsite and online training to learn about investment brokerage information technology.

3. Gather information about investment banking technology products and services by going to seminars and tutorials.


Action Steps
The best contacts and resources to help you get it done


Take classes and courses to learn about investment banking information technology

For those who have the time to take full-time classes, there are many options to learn about investment banking and stock trading technology systems and methods. Students can learn firsthand how to use IT in investment bank software programs that analyze trades and do risk management.

I recommend: Take technology services for investment banking courses from the Investment Banking Institute to learn about topics including hedge funds and private equity investments. Receive an Investment Banking MBA from Kogod School of Business or certification from the Banker's Academy to prepare for a career in the corporate financial industry.

Obtain investment bank technology training online or with onsite classes at your place of business

The ability to learn about IT services for investment banking from your place of business or online is a great way to receive the latest information without having to take the time to go a class. There are many companies which offer onsite training programs that teach students about information technology in investment banks. For those who want to learn from the comfort of their homes on a schedule that best suits their needs, there are online and e-course investment banking classes available as well.

I recommend: Take corporate onsite investment banking tech classes from Wall Street Training which offers its students the ability to acquire a lot of information in a short length of time from their place of business. Wall Street Prep offers both onsite and online classes, while BVS Performance Systems features self-study programs as well as video-based and multimedia training program options.

Attend investment banking information technology seminars to network and learn investment banking

Since there are new developments in trade and risk managements analytical investment banking technology products and software programs, it is important to for investment bankers to attend seminars. They can continue their education in and learn new methods for investment banking, as well as receive up to date information and network with other investment bankers.

I recommend: Go to the Investment Banking Seminar offered by Kelly School of Business. This seminar takes place over eight weeks and features an intensive program of study. Attend either the instructor-led or online investment brokerage information technology seminars given by TrainUp.com to learn about various subjects including exchange traded futures and options and tax strategies.

Tips & Tactics

Helpful advice for making the most of this Guide

  • •  Apply your knowledge and assist clients through these trying financial times and make lasting impressions. Share your knowledge with coworkers to begin a trend of give and take among your peers.
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Guide author

Guide to Technology and Investment Banking and Brokerage

Find technology and investment banking and brokerage information for your investment bank service

By Patti Richards, Free Lance Writer, PGWRites Communications

Investment bank technology makes investing for your clients in the global and local stock market easy. Technology in investment banking helps you put clients’ money to work in stocks, bonds and mutual funds.

Investment banking technology helps individuals and business owners strengthen their portfolios. A wise investment with specialist using technology services investment banking means bigger returns on every investment dollar.

Investment brokerage information technology helps investment banks know how to put money to work for businesses, helping entrepreneurs plan for future growth and great income potential. IT services for investment banking help make financial success a reality.

In today’s global marketplace, it’s important to have the right investment team on your side. Brokerages using investment banking technology products help investment bankers keep on top of the latest trends in investments. Technology in investment banks will:

1. Make your business dollars work harder for greater returns through investment banking information technology.

2. Diversify your company portfolio for a strategic financial plan.

3. Build more wealth over time through specialist investment bank firms utilizing investment bank technology.


Action Steps
The best contacts and resources to help you get it done


Work with your financial institution's technology and investment banking and brokerage system

Most large financial institutions have entire departments devoted to financial planning and use the most up to date investment banking technology. Working with your existing bank's financial planners or referrals makes asset management easier.

I recommend: ABM AMRO and Merrill Lynch are leaders in investment banking technology outsourcing while keeping a local bank presence in communities around the world.

Find finance specialists that use investment banking information technology to manage your accounts

Using a full service financial team just makes sense. Many investment banks use investment bank technology to offer personal and business checking accounts along with a wide range of investment products and insurance.

I recommend: Deutsche Bank Group and UBS provide clients with a balanced approach to investment and wealth management through the best in investment technology while maintaining the personalized service of a local bank.

Use investment banks using investment banking technology for both global and local funds

Keeping your investments in both local and global funds and stocks is good for you and good for your local economy. Investment banking technology allows you to invest at home and abroad.

I recommend: Goldman Sachs and JPMorgan have a broad range of investment vehicles and investment banking technology services for both private and corporate investors.

Tips & Tactics

Helpful advice for making the most of this Guide

  • •  Getting the most out of your investment bank experience means keeping up on investment banking technology while developing a long-term relationship. Technology is only as good as the people behind it, so getting to know your representative well means better service for you and your business over time.
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Guide to Technology and Investment Banking and Brokerage News and Trends

Find out what's new in investment banking information technology

By Elise Matz, Writer, Speaking Term Productions

Technology and investment banking and brokerage are increasingly entwined, as the internet allows investment banks to execute complex transactions online. Most investment banking firms have in-house IT departments that implement and maintain electronic trading platforms. IT services for investment banking may also be geared to individual investors, who now expect to monitor their account balances and transaction histories in real time when they log in to an investment bank's website.

Technology and investment banking and brokerage news and trends cover a lot of ground; everything from security to reviews of new technologies, and developments in the investment banking industry. There are several places where you can find relevant, reliable information on investment banking tech:

1. Blogs written by experts in investment brokerage information technology; often, these writers have worked in the finance IT industry.

2. Trade groups for finance IT professionals.

3. Online news outlets that publish research and reviews of investment banking technology products.

Action Steps
The best contacts and resources to help you get it done


Read blogs to get the latest investment banking technology news

IT finance blogs are good reading material if you want an unedited opinion on a product or story. IT finance bloggers obsessively follow developments in technology, as well as banking and finance news.

I recommend: Technology & Finance is a blog that covers IT finance news, and enterprise technology in general. Its editor, Tom Groenfeldt, developed Microsoft's Windows in Financial Services. Visible Banking is edited by Christophe Langlois, who has worked in both social media and IT finance.

Join trade groups for investment bank technology professionals

Trade groups are a great source of support and information, and IT finance professionals have some great options. In addition to networking opportunities, you'll get access to research and news you can use on the job.

I recommend: The Association for Financial Technology has represented professionals involved in financial data processing since 1972. In addition to networking events, it also puts out a newsletter twice a year. The Wall Street Technology Association publishes Ticker Magazine, which covers hot topics in the financial IT. The IT Financial Management Association's mission is education, and providing timely research for members.

Get technology in investment banking news from online media and research outlets

As an IT finance professional, you probably follow both financial news and technology news. There are some news websites geared to your niche, however.

I recommend: FierceFinanceIT is an aggregator service that follows the news where technology and finance intersect. It also has original commentary, press releases on major banking developments, whitepapers, webinars and more. Finextra follows all types of activity in the IT finance world, including developments in consumer banking technology. You can read its page on electronic communications networks, or ECNs, for news targeted to investment banking platforms
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Guide author

Guide to Technology and Investment Banking and Brokerage Key Terms

Know technology and investment banking brokerage key terms before investing in stocks and bonds

By Rachel Davy, Writer/Editor

Investment bankers help companies acquire funds and offer advice to help investors make wise investments. So it’s vital to know how to use information technology in investment banking to ensure business success. Part of learning about information technology for investment banking is learning the key terms used to define investment banking services, institutions and practices. So take the time to learn technology and investment banking brokerage key terms to provide your clients with the latest stock and investment information, services and advice.


Action Steps
The best contacts and resources to help you get it done


Majority shareholder

A majority shareholder is a person or business that controls more than half of the outstanding shares of a business or corporation. For some investments where the shares are equally distributed, there is no majority shareholder.

I recommend: Browse through the listings of major shareholders at G24 Innovations.

When Issued (WI)

When Issued (WI) is an abbreviation that refers to non-issued security transactions. Types of securities traded as WI include treasury securities, stock splits and government securities.

I recommend: Learn about WI by reading the definition at InvestHub.com.

White knight

A white knight is a corporation, a private company or an individual that is sought by a another firm during an unfriendly takeover. One type of white knight acquires a firm that is undergoing a hostile takeover attempt. The white knight can defeat the hostile takeover by placing a higher bid or striking a deal with the management of the business that is the center of the acquisition or hostile takeover. The other type of white knight helps a firm that is not the target of a hostile takeover by acquiring it to pay off debts.

I recommend: Read the New York Times blog that discusses a white knight.

BAN (Bond Anticipation Note)

A BAN is issued by a state or municipality to cover short-term debts. When the BAN note is mature, the debt is paid. BANs give investors a tax-free yield that is either higher or comparable with other tax-exempt debt notes of the same maturity.

I recommend: Read the article at the IN.gov website to find information on BANs.

SEC (Securities And Exchange Commission)

The Securities And Exchange Commission protects investors and to maintain orderly and fair stock markets. The SEC helps to facilitate capital formation to sustain and maintain economic growth to the benefit of the American people.

I recommend: Find out about the SEC at the United States Securities and Exchange Commission website.

Head and shoulders pattern

A head and shoulders pattern is a stock trading pattern used to chart stock price trends. When a stock reaches a plateau, also called a left shoulder and then rises higher to the head, and then drops down to the plateau or right shoulder, that is a head and shoulders pattern. This pattern illustrates the reversal of an upward trend when the pattern rises and then returns to the original plateau.

I recommend: Learn about head and shoulders patterns by reviewing the graphs and information at DeepMarket Stock blog.
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Guide author

Technology and Investment Banking and Brokerage Education and Training

Get technology and investment banking and brokerage education and training to have an edge in today's market.
Knowing how to use information technology in investment banking will ensure business success in today’s uncertain financial marketplace. Investment bankers help companies acquire funds and offer advice to help businesses make wise investments. There are many ways to learn how to become an investment banker including taking classes and receiving onsite or online training. Also, attending seminars on investment banking ... Read more

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