Providers of full service financial and securities services to individual, corporate and institutional clients.
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Rogers International Commodity Index
Lead selling agent for Jim Rogers International Commodity Index Funds.
Regional independent financial service firm with corporate headquarters in Dallas. Provide brokerage service to a network of independent investment consultants. Services include trading and operations, accounting, technology, marketing, compliance, insura
Retain clearing arrangements with Raymond James & Associates and Bear Stearns (through Online Trading) in the U.S., and manage offshore clients' accounts through various US, European and offshore brokerages.
American Municipal Securities, Inc.
An investment firm offering personalized service to individual investors for municipal and corporate bonds, government securities, mutual funds, annuities, as well as individual stocks located in Florida.
First Russian broker to offer its clients ADR trading services on foreign markets. Aton's most distinguishing characteristic is ownership by management, which has chosen not to leverage financial strength for political gain.
Strategy of using mutual funds and variable annuities as the vehicles to optimize the risk/reward relationship for clients. The company is based in Tampa, Florida.
Full-service investment institution located in Youngstown, Ohio.
Florida based investment-banking firm registered in 50 states serving both fixed income and equity investors as well as municipal issuers. Stock transactions are made on a discount commission basis.
Located in Grand Rapids, Michigan. Products and services include: mutual funds, stocks, corporate bonds, tax-free municipal bonds, government & agency bonds, tax deferred fixed annuities, tax deferred variable annuities, and unit investment trusts.
Broker/dealer of stocks, bonds, mutual funds, IPO's, CD's, treasuries, annuities. The company is based in Austin, Texas.
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Full Service Brokers Education and Training
Use the resources of a full service brokerage firm to improve investing skillsBy Felicia R. Blue Do you need to obtain full service brokers education and training quickly? You’re looking to move your portfolio to a full service broker. You’ve heard the pros and cons of full service investment brokers versus discount brokers. With discount brokers, the investor or trader usually must do the research and decide which securities to invest in.
A full service brokerage firm charges higher full service broker commissions, but it employs brokers who are knowledgeable about securities. If they can’t answer your questions, they can talk to the research analysts and get the answers. In addition, a full service brokerage firm can help you with estate or tax strategies. Here are other ways of taking advantage of full service brokers education and training:
1. Watch videos that full service brokers provide on trading.
2. Take advantage of webcasts or webinars that the full service brokerage company offers.
3. Consider using simulation trading the full service commodity broker has implemented.
Learn about trading through online video presentations of full service brokers
Online presentations can save you time. You should see if the full-service broker has an online presentation on how to place an order for investing in securities. The presentation should show you step-by-step how to get to the order screen. Then it should show you how to place an order. Other online presentations you should look for on the website of your full service broker dealer are how to create and understand charts and analyzing markets.
Try: OptionsXpress provides a detailed presentation of placing an order. In addition, if you need to see your previous order, OptionsXpress allows you to click on a button to take you to it. Another full service broker dealer you’ll want to check out is GFT Forex. This broker has several video tutorials you will find useful. For example, you can learn how to use its charts, add RSS feeds, and more importantly, place orders.
Watch webcasts or webinars on the websites of full service brokerage firms
Find out if the full service broker has webcasts or webinars on its website. These methods can be very educational. Besides learning how to analyze markets or using charts, webcasts or webinars can have speakers that present information on the overall market. For example, the speaker might talk about why the tech sector is trending higher and how this news can impact your investment strategies. Webcasts and webinars can give you in-depth education that you might not likely find in your newspaper.
Try: Scottrade has webcasts designed to quickly give you information. That way, you can make better investment decisions. Do you have an iPod? You can listen to the podcast on your iPod. Charles Schwab also provides webcasts. You can listen to topics such as technical analysis and Schwab’s sophisticated trading tools.
Take advantage of simulation trading that full service investment brokers offer
Executing simulation trades is one of the best educational tools you can use. This tool allows you to test and see how your trading strategy fares in the market. Many full service brokerage firms offer this service. You'll have access to free charts, free quotes, and news analyses.
Try: Alaron Futures and Options offers simulation trading. In addition, this firm offers free trial subscriptions to Futures Magazine and CRB Charts. PFG BEST also offers simulation trading.
- Make sure you stay on top of the investment advice that your full service broker gives you. If the advice is not helping your portfolio, then you should consider finding another full service broker.
No Inactivity Fees. No Hidden Fees. Make the Switch to Schwab Today.
Straightforward Pricing. Powerful tools. Sign up now at TD Ameritrade
$7 Online Stock Trades - No Limit. Open A Brokerage Account Today!
Brokerage Firms can be Personal. See How our Approach is Different.
A Specialist in Options Trading Open an Account in 5 Minutes Now
National network of independent financial advisors located in Massachusetts. Licensed to sell securities through Commonwealth with the National Association of Securities Dealers and the requisite federal and local regulatory agencies.
Corporate Consultants International
Australian financial services firm. Charges a flat fee of a maximum of 1.5% of the funds subscribed for placing investments on behalf of clients.
Dallas Commodity Company, Inc.
Full service accounts from a professional account executive. Brokers are licensed with the National Futures Association as a Registered Commodity Representative. Provides access to market research, real-time quotes and timely market information.
http://www.dallascommodity.com/
Full service investment firm headquartered in Syosset, New York.
To open a Pinnacle Income account, one must be a resident of Arizona, California, Florida, Illinois, Minnesota, Nevada, New Jersey, Oregon, or Washington or have foreign W-8 status.
NASD Broker-dealer in Ohio that offers a variety of managed and trans-actional accounts, including regular cash accounts, regular margin accounts, mutual fund and advisory accounts for long-term investors.
http://www.bancstockgroup.com/
Provides full service financial and securities services to individual, corporate, and institutional clients. Services: investment consulting and money management, securities brokerage, market making, municipal and corporate finance. The company is located
Durlacher offers a range of advisory and dealing services to institutional and private clients and is based in London, England. Services include dealing in domestic and international shares, bonds, debt instruments, unit trusts, mutual funds, derivatives
Specialized brokerage services include comprehensive cash management accounts combining securities brokerage, checking, money market sweep and margin borrowing.
Headquartered in Washington, DC. the company is an investment banking firm, serving clients throughout the mid-Atlantic region. Member of the NYSE and SIPC.
A full service broker-dealer providing a range of financial services to individuals, institutions and employers.
Company is based in California and offers financial products and services: general securities, fixed income trading, and broker/dealer secondary clearing facilities.
Registered broker-dealer. Member New York Stock Exchange and SIPC, and a separate, non-bank affiliate of First Union Corporation. Site features include market commentary, research and investment ideas.
Full service, national independent brokerage firm with corporate headquarters in Sherman Oaks, California.
Institutional brokers and private client firm in Ireland. Member of the Irish Stock Exchange, the London Stock Exchange and regulated by the Central Bank Of Ireland.
Member of Lehman Brothers Global Clearing Network, provides a range of services and products, including listed and unlisted equities, government, corporate and municipal bonds.
http://www.financing-solutions.com/
Nationwide, full service, securities Broker-Dealer with a network of affiliated, independently-owned offices.
Fixed income and equity broker dealer, specializing in government and corporate securities.
http://www.investorscapital.com
Broker-dealer with staff on the floors of the NYSE and AMEX; member of the Chicago Stock Exchange, SIA, NASD, and SIPC. Site includes a map of the firm's branches around the US.
Lincoln Investment Planning, Inc.
Corporate office is located in Wyncote, Pennsylvania. Through Lincoln, one can trade stocks, corporate bonds, government bonds and municipal bonds sold on major exchanges or in the over-the-counter market.
http://www.lincolninvestment.com/
Independent brokerage firm without proprietary investment products and has a national network of independent representatives.
Headquartered in New York and specializes in distressed private obligations and other sophisticated investments.
Offering general securities services through a network of independent representatives to institutional and individual investors. Investments available through Mutual include stocks, fixed income, options, mutual funds, fee-based asset management, annuitie
http://www.mutualsecurities.com/
MSC is based in West Palm Beach, Florida and registered in all 50 states. MSC is a financial planning broker/dealer and registered investment advisor serving a network of independent financial advisors.
National Securities Corporation
The firm's business revolves around a core of individual client services including: buying and selling securities, investment banking, asset management, institutional sales and research.
http://www.nationalsecurities.com/
Irish financial services group providing stockbroking, corporate finance and money-broking. This site allows NCB's institutional clients access to equity and bond research as well as live prices.
Headquartered in Chuo-ku, Tokyo, Japan Tokyo and listed on the following exchanges: Tokyo, Osaka, Nagoya, Frankfurt, Singapore, Dusseldolf, Luxemborg and Paris.
Pacific International Securities
Full service Canadian investment brokerage firm providing a full range of investment products and services for the retail, institutional and corporate investor.
Member of the New York Stock Exchange. Independently-owned stockbrokerage and investment banking firm headquartered in Pennsylvania. Other services include research, investment education, news & events.
Full service investment dealer headquartered in Calgary, Alberta. The firm specializes in investments in the Canadian energy industry, and offers corporate finance and financial advisory services.
Phoenix Portfolio Management Services, Inc.
Independent broker-dealer advisory firm, affiliated with NASD and the SEC. Clients can attend seminars and receive a newsletter.
http://www.phoenix-portfolio.com/
Independent stockbrokers since 1893 based in the UK. Products include: ISAs, PEPs, SIPPs, share dealing, investment services, professional services, individual savings accounts, personal equity plans, self-invested pension plans.
Brokerage firm located in Chicago, Illinois providing serious off-floor traders with professional execution. Website includes securities trading, futures trading, economic commentary, weekly Dow Jones/S&P commentary and educational information.
Raymond James Financial Services
Offers its clients a wide selection of investments and services from offices in the US. Many products are available through the firm's subsidiaries and joint ventures.
http://www.raymondjames.com/rjfs/
Broker/dealer; home office is located in Fort Worth, Texas. Products and services offered include stocks, bonds, mutual funds, options, CD's, managed accounts, qualified retirement plans, variable annuities and financial planning.
http://www.rhodessecurities.com/
Robert W. Baird & Co. Incorporated
Founded in Milwaukee. Serving the Midwest: individuals, corporations, municipalities and institutional investors.
Saperston Asset Management Inc.
An independent investment firm in Buffalo, New York. Its purpose is to put the emphasis back onto the client by providing client-specific investment services.
Provides the services of a traditional brokerage firm, and Sloan Online Self-Directed Pension Plans, Sloan Online Institutional Trading Services, IPO's, private placements and unique fixed income securities.
http://www.sloansecurities.com/
Summit Brokerage Services, Inc.
Member NASD/SIPC. A full service stock brokerage firm servicing individual, corporate and institutional clients. Areas of expertise include retirement planning, asset management, portfolio review and evaluation of stocks, bonds and mutual funds, and estab
http://www.summitbrokerage.com/
Focuses its investment practices on value-based investing.
Trust Company of America/GEMISYS
Trust, transfer agent, limited partnership trading and brokerage services for the investor, investment advisor and direct investment company or stock/bond issuer.
U.S. Securitieis & Futures Corporation
Full service broker-dealer and FCM specializing in the trading of futures and options based in New York. USSF's experience in U.S. and global markets also encompasses equities, bonds and investment banking. Structured to serve institutions, professional t
Brokerage accounts are offered through USACapital, Inc. a registered broker-dealer and member of NASD, Municipal Securities Rulemaking Board and SIPC. Members receive investment tips, news, research, S&P data, glossary, free IRAs and charts.
Headquartered in San Diego, California, Vanguard Capital is registered with NASD, SIPC, SEC, the National Futures Association and is a Registered Investment Advisor. The firm is licensed to sell securities in all 50 states, the District of Columbia, and
http://www.vanguardcapital.com/
Full service broker dealer, financial planning and securities brokerage firm.
http://www.wsecurities.com/index.htm
Independent broker/dealer registered with the NASD. Licensed as a registered investment advisor with the State of Texas. WFG provides financial advice and services to individuals, corporations and municipalities throughout the Southwest with offices in Ok
Australian independent full service investment house, providing a complete range of services. Services include financial planning, superannuation and tax planning, asset management, sharebroking advice, money market investments and property trusts.
Tips & Advice to help you make your decision on Full Service Brokers
Full service brokers offer many different types of services. Some of the most common services they offer are insurance, bonds, stocks, and annuities. In addition, discount brokers may also offer some of these services without such high commission. So, many people consider them instead. When you are trying to decide whether to go with a full service or discount broker, there are a few things you will want to consider. You want to do your research on the reputation of the brokers you are considering. You can also ask people you know who have used the brokers what they thought about their experience. You also want to consider what you have to invest if using a full service option. This ... more
Full service brokers offer many different types of services. Some of the most common services they offer are insurance, bonds, stocks, and annuities. In addition, discount brokers may also offer some of these services without such high commission. So, many people consider them instead. When you are trying to decide whether to go with a full service or discount broker, there are a few things you will want to consider. You want to do your research on the reputation of the brokers you are considering. You can also ask people you know who have used the brokers what they thought about their experience. You also want to consider what you have to invest if using a full service option. This includes commissions.
A great way to find out whether a full service or discount broker is better for your needs is to do your research on the offerings of both types of brokers. Business.com is a popular research for finding information about full service brokers in addition to discount brokers so that you can be sure you made the right decision for your needs. If there is any doubt in your mind about what type of broker to choose, it will definitely not hurt you to check out the information available on the links provided so that you choose a reputable company to work with.