Investment management firms in the United States are regulated by the country's Securities and Exchange Commission (SEC). These firms are part of the financial services industry and generate billions of dollars of economic activity. Opening an investment management firm will require you to obtain a securities license and to comply with a broad range of government regulations that impact the activities of investment managers.
Goldman Sachs, Ameriprise Financial, Bear Stearns, and T. Rowe Price are some of the larger investment management firms in the United States. Although there are dozens of large firms that enjoy substantial market recognition, there are many boutique firms that ...
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Investment management firms in the United States are regulated by the country's Securities and Exchange Commission (SEC). These firms are part of the financial services industry and generate billions of dollars of economic activity. Opening an investment management firm will require you to obtain a securities license and to comply with a broad range of government regulations that impact the activities of investment managers.
Goldman Sachs, Ameriprise Financial, Bear Stearns, and T. Rowe Price are some of the larger investment management firms in the United States. Although there are dozens of large firms that enjoy substantial market recognition, there are many boutique firms that cater to private clients. The success of your efforts to open an investment management firm will be a function of your marketing skills and investment acumen. It is possible to build a company around a successful investment strategy that generates high returns for investors.
Scandals in the financial industry have damaged the image of investment management firms in the United States in recent years. Any business that you start in this industry may have to contend with public skepticism and hostility that can make it more difficult to develop a client base. Read more about investment management firms in the United States from the links on this Business.com page.