Investment Management Firms in the United States Key Terms

Increase business profit potential with investment management firms in the United States key terms

By Kelley Keith
Investment management firms in the United States are not as plentiful as they once were. The bankruptcy of Lehman Brother and Bear Sterns coupled with a string of mergers, led to a consolidation in the industry. This shake-up gives the remaining investment management firms a chance to dominate the market. However, the consolidation makes the research for the established firms and key terms much easier. The key terms below provide an excellent introduction to the industry and can help increase business profits through an informed investment management firm selection.

 

Charles Schwab investment management

Charles Schwab investment management is one of the leading firms in the United States. The minimum investment for a managed account at Charles Schwab investment management is $100,000 for equity and $250,000 for fixed income accounts.
Try: Review the products and services available at Charles Schwab Investment Management.

BlackRock

BlackRock is one of the biggest investment management firms that's publicly traded in the United States and the world. Its merger in 2006 with Merrill Lynch Investment Managers made BlackRock a leader in the investment management firm industry.
Try: Examine the goals and history of the BlackRock corporation for more information.

State Street Global Advisors

State Street Global Advisors is one of the fastest growing investment management firms in the United States. State Street Global Advisors offers a wide range of investment vehicles for any company looking to diversify their holdings.
Try: Study the company profile of State Street Global Advisors.

Division of Investment Management

The Division of Investment Management is a part of the United States Securities and Exchange Commission and is directly responsible for the regulation of investment management firms in the United States.
Try: Assess the goals of the Division of Investment Management available at the United States Securities and Exchange Commission website.

Financial Industry Regulatory Authority or FINRA

The Financial Industry Regulatory Authority or FINRA is a regulatory agency in the United States for all aspects of securities industry. FINRA regulates everything from the stock exchanges to providing industry training. To check the history of any investment management firm in the United States, FINRA is an excellent resource.
Try: Evaluate the overview of the Financial Industry Regulatory Authority.

Wells Fargo Investment Management

The Wells Fargo Investment Management firm is a traditional bank that also has an investment management division. Because they service so many small businesses and personal accounts, their investment management services is one of the most accessible in the industry.
Try: Use the Wells Fargo Investment Management division primer to find more information on the term.