Training for Discount Brokers

Find training for discount brokers to start or advance your career

Discount brokerage firms look for qualified candidates who have already received their broker licenses through the North American Securities Administrators Association (NASSA). Look for online and local training centers to study for the Series 63, Uniform Securities Agent State Law Examination, and the Series 66, Uniform Combined State Law Examination.

Continue with online discount brokerage professional development courses through other training centers and trade groups. Take the exams to qualify for the Financial Industry Regulatory Authority (FINRA) exam and get bonded to work in the industry. Add other training to build on your expertise. Watch for training for discount brokers for multiple industries in a number of places.

1. Find training to earn a discount broker license.

2. Diversify your work with training for additional discount brokerage certifications.

3. Join groups for discount brokerages that offer members professional development opportunities.

 

Look for training to prepare to sit for online discount brokers exams

Fees for taking the broker license exam can run up to $1,000 so you want to be completely prepared when you sit for the tests. Take the study courses you need to help you pass the test the first time to begin working with a brokerage firm in the broker capacity.
Try: Study for the FINRA exam and other investment examinations at the Broker Training School. They also offer advisement services to help you decide which courses you need and which licenses will serve you best in various stages of your career. Visit the Stockbrokers Training School for resources to study for the required license exams in all of the securities trading series.

Add stock brokerage licenses and certifications with additional training

Add additional securities licenses by passing certain exams such as the Series 3 exam for selling futures and commodities. Look for training that includes sales and strategies training, how to write contracts and training for understanding risks.
Try: Go to Futures Knowledge for a variety of training courses that will prepare you for a career in discount trading. Get training to pass the Series 3 investment exam to get certified for futures and commodities trading. Get examinations and courses for study online for the Series 7 exam and other designations at Investopedia.

Find continuing education training at associations for discount brokerages

Look to your trade groups to find additional training in compliance issues and dispute resolution. Get credits for discount stock brokerage continuing education that you need to maintain your brokers' license through associations that provide members with training options.
Try: Get web-based training, certification courses and professional development training through the National Futures Association. Find a wide variety of training and certification courses offered through the Securities Industry and Financial Markets Association.

 

• Include training on emerging software programs as you continue with your brokerage services training.

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